Subfonds of Legal Compliance, Mergers, and Whistleblower Records

Archive catalog
Subfonds
Parent record
Fonds of Legal and Corporate Documents - CBA/F003
Download archival description
  • Level of description: Subfonds
  • Date(s): 2005-2024
  • Extent and medium: 29 linear meters; closing-binder sets, USB forensic-image packages, redaction work notes, and submission-receipt registers
  • Name of creator(s): Croatian Bank Corporation
  • Administrative / Biographical History: Croatian Bank Corporation was established in Zagreb, Croatia in 1991 following the independence of Croatia. The bank operated as a commercial financial institution offering retail and corporate banking services, investment management, and insurance products in Zagreb, Rijeka, Osijek, Split, and Zadar. It merged with a regional financial group in 2023.
  • Archival History: The subfonds was compiled by the Legal and Regulatory Compliance Section under a statutory internal-retention calendar. Files were frozen at deal completion, audit closure, or case finality and moved to the archive according to the approved legal-transfer roster.
  • Scope and content: The subfonds comprises merger-closing checklists, software-escrow agreements, trademark opposition notices, internal-audit remediation plans, regulator visit preparation files, subsidiary-ring-fencing schemes, and confidential whistleblower case files processed by the Legal and Regulatory Compliance Section from 2005 to 2024.
  • Conditions governing access: Closed for 30 years from date of creation. Privileged legal correspondence and settlement negotiations require dual release authorization from the General Counsel and the records officer.
  • Language/scripts of material: English, Croatian, German
  • Reference code(s): CBA/F003/SF001
  • Title: Subfonds of Legal Compliance, Mergers, and Whistleblower Records
  • Date(s): 2005-2024
  • Level of description: Subfonds
  • Extent and medium: 29 linear meters; closing-binder sets, USB forensic-image packages, redaction work notes, and submission-receipt registers
  • Name of creator(s): Croatian Bank Corporation
  • Administrative / Biographical History: Croatian Bank Corporation was established in Zagreb, Croatia in 1991 following the independence of Croatia. The bank operated as a commercial financial institution offering retail and corporate banking services, investment management, and insurance products in Zagreb, Rijeka, Osijek, Split, and Zadar. It merged with a regional financial group in 2023.
  • Archival History: The subfonds was compiled by the Legal and Regulatory Compliance Section under a statutory internal-retention calendar. Files were frozen at deal completion, audit closure, or case finality and moved to the archive according to the approved legal-transfer roster.
  • Scope and content: The subfonds comprises merger-closing checklists, software-escrow agreements, trademark opposition notices, internal-audit remediation plans, regulator visit preparation files, subsidiary-ring-fencing schemes, and confidential whistleblower case files processed by the Legal and Regulatory Compliance Section from 2005 to 2024.
  • Conditions governing access: Closed for 30 years from date of creation. Privileged legal correspondence and settlement negotiations require dual release authorization from the General Counsel and the records officer.
  • Language/scripts of material: English, Croatian, German